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Compliance Guidance — Early Years / Ofsted

How to Prepare for an Ofsted Inspection

Workforce Documentation Guide for Early Years Providers

Ofsted inspections can vary by setting, but one challenge is common across many early years providers: workforce records often sit across multiple places, including spreadsheets, folders, training portals, emails, and paper files.

When inspectors arrive, managers can end up spending the first part of inspection locating records instead of presenting them clearly and confidently.

This guide explains the workforce documentation and safeguarding evidence Ofsted inspectors commonly look for, and how early years providers can organise those records so they are easier to locate when needed.

From 10 November 2025, early years inspections operate under Ofsted's renewed framework and updated early years inspection guidance.

What Ofsted inspectors commonly look for

In early years settings, inspectors review safeguarding, leadership and governance, and the provider's ability to evidence appropriate staff suitability and recruitment checks. The updated framework places stronger emphasis on clear leadership oversight and ongoing safeguarding systems throughout the year.

Staff Suitability Records

Inspectors may review evidence that appropriate staff suitability checks have been completed and recorded.

This may commonly include:

  • Recruitment checks
  • Identity verification
  • DBS certificate details
  • Right-to-work verification
  • References obtained before employment begins
  • Qualification checks where required
  • Disqualification checks where applicable

The EYFS framework from 1 September 2025 strengthened safer recruitment expectations, including written references before employment begins.

Safeguarding Policies and Procedures

Inspectors review whether safeguarding policies are clear, current, and understood by staff.

Providers should be able to evidence:

  • Documented clearly
  • Reviewed regularly
  • Implemented in practice
  • Understood by staff

Safeguarding Leadership and Oversight

Providers should be able to show clear safeguarding leadership and how safeguarding responsibilities are managed day to day.

Providers should be able to evidence:

  • Clearly identified safeguarding leadership
  • Evidence of safeguarding oversight
  • Records showing that issues are identified and followed up
  • Leadership review of workforce suitability and safeguarding arrangements

Safeguarding Training Records

Inspectors may review whether staff have completed safeguarding training appropriate to their role and whether training is kept up to date.

From 1 September 2025, the EYFS introduced Annex C, which sets binding safeguarding training criteria. Providers should review whether current training arrangements meet those criteria.

Paediatric First Aid Coverage

Inspectors may also review paediatric first aid coverage within the setting.

This may include:

  • Current paediatric first aid certificates
  • Records showing who is PFA trained
  • Rotas or arrangements showing coverage in practice

From September 2025, the EYFS requires a PFA-trained member of staff to be in the room during all meal and snack times. Being elsewhere on the premises is not enough.

References and Employment Checks

Inspectors may review evidence that references and employment checks were obtained before staff began working in the setting.

These records help demonstrate safer recruitment practice and leadership oversight.

Leadership and Governance

Under the renewed framework, inspectors consider whether leaders maintain effective oversight of safeguarding and workforce systems as part of everyday leadership and governance practice.

This may include evidence that:

  • Staff suitability records are reviewed regularly
  • Gaps are identified and resolved
  • Training renewal is monitored
  • Temporary or agency staff are included in oversight processes
  • Important records can be produced quickly when requested

Practical preparation steps before inspection

Preparing for inspection involves organising workforce documentation so records can be located quickly when inspectors request them.

The aim is not only to have the right records, but to be able to locate and explain them quickly.

1. Organise your workforce suitability record

Maintain a clear workforce suitability record or central suitability register showing current staff, roles, start dates, and key safeguarding and recruitment checks.

2. Consolidate DBS records

Make sure DBS certificate information is recorded clearly for relevant staff and easy to locate when needed.

If you use the DBS Update Service, keep a record of worker consent, check dates, and check outcomes.

3. Check training expiry dates

Review training records to identify any expired or soon-to-expire certificates.

This is especially important for safeguarding training and paediatric first aid.

4. Review recruitment files

Check that recruitment files include the key records expected for the role.

Typical records may include:

  • Identity verification
  • Right-to-work checks
  • References
  • Employment history
  • DBS information
  • Qualification checks where required

5. Organise leadership and safeguarding evidence

Maintain clear records showing how workforce documentation is reviewed and monitored.

This may include:

  • Safeguarding oversight records
  • Action logs
  • Policy review records
  • Training monitoring
  • Management review notes

How EntryComply supports Ofsted inspection readiness

EntryComply helps early years providers organise workforce documentation and safeguarding-related records into a structured, maintainable system.

Continuous documentation maintenance

Records are maintained continuously, not only just before inspection.

Structured compliance register

Recruitment checks, DBS records, and training data are organised into a clear central record.

Ongoing monitoring

Training renewal dates and DBS-related monitoring records are maintained on an ongoing basis in line with the provider's policy.

Structured summaries

Workforce and safeguarding documentation summaries help managers locate records quickly and identify gaps before they become urgent.

Important

EntryComply organises workforce documentation and governance records.

EntryComply does not certify regulatory compliance, assess the suitability of any individual, make safeguarding decisions, or guarantee inspection outcomes. Providers remain solely responsible for suitability assessments, safeguarding oversight, and regulatory compliance decisions.

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We review how your workforce documentation is currently organised, explain the records inspectors commonly ask to see first, and show how EntryComply structures workforce and safeguarding records.

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